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Administrative Orders - 2003

Enforcement Orders - Producer Actions

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Beatty, Jessica M.
Marion, Iowa
Violation: Made a false statement on her Oregon nonresident agent license application. Was convicted of a crime. Had her license revoked by other states. Is not licensed in her resident state.
Penalty: Oregon nonresident agent license revoked
Date of Order: 05/06/2003
Final
Bellamy, John D.
Milwaukie, Oregon
Violation: Made false statements on or relative to an insurance applications.
Penalty: Oregon resident agent license suspended from December 1, 2003, to May 31, 2004; $1,000 fine
Date of Order: 12/09/2003
Final
Bradley, David A. and Schneider Insurance, Inc., dba Bradley Insurance Group
Golden, Colorado
Violation: Made a false statement on his Oregon nonresident agent license application. Was convicted of a crime. Had his agent license revoked by another state.
Penalty: Oregon nonresident licenses revoked
Date of Order: 05/06/2003
Final
Bradshaw, Tabitha Amber
Tillamook, Oregon
Violation: Was convicted of a crime. Engaged in dishonest conduct.
Penalty: The Insurance Division refused to grant Bradshaw a license
Date of Order: 05/06/2003
Final
Brown, Henri J. and Henri J. Brown Insurance Agency
Tualatin, Oregon
Violation: Acted in an incompetent and untrustworthy manner. Made a misrepresentation on an insurance application. Failed to timely deposit premium in a premium trust account.
Penalty: Oregon resident agent and agency licenses revoked
Date of Order: 12/11/2003
Final
Proposed
Bruns, Sally J. and Benefit Design Associates, Inc.
Cary, North Carolina
Violation: Is not licensed in her resident state.
Penalty: Oregon nonresident agent licenses revoked
Date of Order: 05/06/2003
Final
Carasone, Julie Ann
Colonial Beach, Virginia
Violation: Made false statements on an Oregon insurance license application. Was convicted of misdemeanors involving moral turpitude in another state. Had her insurance license revoked by another state.
Penalty: Oregon nonresident insurance license revoked
Date of Order: 03/17/2003
Final
Claiborne, Mark B.
College Place, Washington
Violation: Made misrepresentations to an insurer on an insurance application. Failed to truthfully reply to an inquiry by the Insurance Division.
Penalty: Claiborne's Oregon nonresident agent license is suspended from January 17, 2003, to April 17, 2003. He also was fined $500.
Date of Order: 01/28/2003
Final
Cody, Karen L.
Boring, Oregon
Violation: Engaged in dishonest conduct not relelatd to the business of an agent.
Penalty: Oregon resident agent license revoked
Date of Order: 10/27/2003
Final
Crawford, Suzanne D.
Medford, Oregon
Violation: Was convicted of a crime. Engaged in dishonest conduct not related to the business of an adjuster.
Penalty: Oregon resident adjuster license revoked
Date of Order: 10/01/2003
Final
Dwyer, Michael H.
San Mateo, California
Violation: Failed to timely resport an enforcement action by another state insurance regulator.
Penalty: $200 fine
Date of Order: 12/18/2003
Final
Ellsworth, Brian A.
Spokane, Washington
Violation: Failed to report an enforcement action by another state insurance regulator.
Penalty: Ellsworth surrendered his Oregon nonresident agent license and agreed not to apply for any new insurance license.
Date of Order: 12/17/2003
Final
Elster, Jr., Robert C. and Apollo General Insurance Agency, Inc.
Sonoma, California
Violation: Failed to timely report an enforcement action by another state insurance regulator.
Penalty: $200 fine
Date of Order: 12/18/2003
Final
Gilbertson, Grant H. and Gilbertson Insurance
Salem, Oregon
Violation: Illegally withheld insurance premiums. Demonstrated he was dishonest or untrustworthy by making misrepresentations to an insured and insurer.
Penalty: Oregon resident agent and agency licenses revoked. Gilbertson also was fined $5,000.
Date of Order: 10/14/2003
Final
Proposed
Hahaj, James M.
Post Falls, Idaho
Violation: Was convicted of a crime. Is not licensed by his resident state. Had his license revoked by another state.
Penalty: Oregon nonresident agent license revoked
Date of Order: 05/06/2003
Final
Harkins, Myra J. and Roy Harkins & Son, Inc., dba Jeannie's Insurance Place
Roseburg, Oregon
Violation: Misappropriated insurance premiums. Withheld insurance applications. Made misrepresentations on insurance applications.
Penalty: Oregon agent and agency licenses revoked
Date of Order: 01/10/2003
Final
Hawthorn Financial Corporation dba Burnham, Colman, Kaelin & Walker
St. Joseph, Missouri
Violation: Failed to report enforcement actions by other state insurance regulators.
Penalty: $600 fine
Date of Order: 11/25/2003
Final
Hesslink, Peter C.
Conroe, Texas
Violation: Transacted insurance in Oregon without a license and for unauthorized insurers.
Penalty: Ordered to cease and desist from transacting insurance in Oregon without a license and for unauthorized insurers
Date of Order: 08/07/2003
Final
Hite, David W.
Caribou, Maine
Violation: Made a false statement on his Oregon nonresident agent license application. Was convicted of a crime.
Penalty: Oregon nonresident agent license revoked
Date of Order: 05/06/2003
Final
Holland, Kathy and Holland Insurance Agency
Oegon City, Oregon
Violation: Failed to respond to an inquiry from the DCBS director. Failed to pay a civil penalty assessed by the DCBS director.
Penalty: Oregon resident agent licenses revoked
Date of Order: 05/06/2003
Final
Investors Brokerage Services Insurance Agency, Inc.
Schaumburg, Illinois
Violation: Failed to timely eport an enforcement action by another state insurance regulator.
Penalty: $200 fine
Date of Order: 12/18/2003
Final
Jaros, Mark I.
Shelton, Washington
Violation: Acted incompetently in insuance transactions. Failed to timely respond to an inquiry from the DCBS director.
Penalty: Oregon nonresident agent license revoked
Date of Order: 09/25/2003
Final
Johnson, Robert J. and Robert J. Johnson dba Bob Johnson Insurance Agency
Hood River, Oregon
Violation: Johnson withheld insurance premium. He also failed to respond to an inquiry from the DCBS director. Johnson Insurance failed to report and correct violations by an agent.
Penalty: Oregon resident agent and agency licenses revoked
Date of Order: 12/16/2003
Final
Johnson, Sandra D.
Bloomfield, Connecticut
Violation:
Penalty: Johnson agreed to surrender her Oregon nonresident agent license and not apply for any new insurance license in Oregon.
Date of Order: 09/02/2003
Final
Kim, Jaemin
Bayside, New York
Violation: Made misrepresentations on an insurance application.
Penalty: The Insurance Division will not renew Kim's expired nonresident agent license. Kim also was fined $1,000.
Date of Order: 05/13/2003
Final
Kirkman, III, C. Harry
Lake Oswego, Oregon
Violation:
Penalty: Kirkman's Oregon resident agent license is suspended from October 1, 2003, to March 31, 2004. He also was fined $3,000.
Date of Order: 10/07/2003
Final
Korb, David A.
Tualatin, Oregon
Violation: Misappropriated insurance premiums.
Penalty: Oregon resident agent license revoked
Date of Order: 09/29/2003
Final
Landback, Charles R. and Anchor Marine Underwriters, Inc.
Issaquah, Washington
Violation: Failed tor report an enforcement action by another state insurance regulator.
Penalty: $200 fine
Date of Order: 11/18/2003
Final
Laurence, Larry D.
Point Richmond, California
Violation: Failed to report enforcement actions by other state insurance regulators. Failed to timely respond to an inquiry from the DCBS director.
Penalty: $700 fine
Date of Order: 12/19/2003
Final
Life Quotes, Inc.
Evergreen, Colorado
Violation: Failed to timely report an enforcement action by another state insurance regulator.
Penalty: $200 fine
Date of Order: 12/18/2003
Final
Liller, John V.
Reno, Nevada
Violation: Is not licensed in his resident state.
Penalty: Oregon nonresident agent license revoked
Date of Order: 05/06/2003
Final
Lorig, Richard A.
Cameron Park, California
Violation: Failed to report an enforcement action by another state insurance regulator.
Penalty: $200 fine
Date of Order: 12/18/2003
Final
Lucius, Charles E.
Topeka, Kansas
Violation: Failed to report enforcement actions by other state insurance regulators.
Penalty: $600 fine
Date of Order: 11/25/2003
Final
M & M Underwriting, Inc., OTR Truckers Association, Inc., OTR Truckers Health and Welfare Fund
Cumming, Georgia
Violation: Transacted insurance in Oregon without a license.
Penalty: Ordered to cease and desist from transacting insurance in Oregon without a license.
Date of Order: 06/10/2003
Cease & Desist
Morton, Leslie R.
West Linn, Oregon
Violation: Made false statements on or relative to insurance applications.
Penalty: $6,000 fine
Date of Order: 07/24/2003
Final
National Christmas Tree Association
St. Louis, Missouri
Violation: Transacted insurance in Oregon without a license and for unauthorized insurers.
Penalty: Ordered to cease and ddesist from violating the Oregon Insurance Code
Date of Order: 08/07/2003
Final
New Soules Insurance Agency, Inc. dba Soules Insurance Agency, Inc.
Conroe, Texas
Violation: Transacted insurance in Oregon without a license and for unauthorized insurers.
Penalty: $16,000 fine
Date of Order: 10/08/2003
Final
Ott, Kenneth L.
Amarillo, Texas
Violation: Was convicted of embezzlement in Virginia. Made a false statement on a license application. Failed to report a disciplinary action by another state insurance regulator.
Penalty: Oregon nonresident license revoked
Date of Order: 02/11/2003
Final
Pai, Soo Man
Beaverton, Oregon
Violation: Transacted insurance without a license. Misrepresented to an insurer that he was a licensed agent.
Penalty: The Insurance Division refused to grant Pai an agent license. Pai agreed not to work in the insurance business in Oregon
Date of Order: 02/11/2003
Final
Richardson, Daye
The Dalles, Oregon
Violation: Made a false statement on an agent license application. Was convicted of three misdemeanors involving moral turpitude. Failed to notify the DCBS director that she was indicted for a crime and failed to provide a copy of the indictment.
Penalty: Oregon resident agent license revoked
Date of Order: 09/15/2003
Final
Rosser, James O.
Estacada, Oregon
Violation: Engaged in fraudulent or dishonest practices. Failed to keep accurate insurance premium trust account records. Failed to truthfully respond to an inquiry from the DCBS director.
Penalty: Oregon resident license revoked
Date of Order: 03/07/2003
Final
Schuster, Donald G.
Salem, Oregon
Violation: Engaged in dishonest conduct outside of the insurance business.
Penalty: Oregon resident agent license revoked
Date of Order: 12/17/2003
Final
Shanks, Kathryn E.
Salem, Oregon
Violation: Engaged in dishonest conduct outside of the insurance business.
Penalty: Oregon resident agent license revoked
Date of Order: 12/16/2003
Final
Stansbury, Christina La'Ree and C & K Insurance, LLC.
St. Helens, Oregon
Violation: Stansbury withheld insurance applications and premiums. She also failed to timely respond to an inquiry from the DCBS director. C & K Insurance failed to correct and report violations by an agent.
Penalty:
Date of Order: 10/09/2003
Final
Steves, Myron F. and Company
Houston, Texas
Violation: Transacted insurance in Oregon without a license and for uanauthorized insurers.
Penalty: $5,000 fine
Date of Order: 10/08/2003
Final
Stringer, Cassie Ann
Pocatello, Idaho
Violation: Made a false statement on her Oregon nonresident agent license application. Was convicted of a crime. Had her license revoked by another state.
Penalty: Oregon nonresident agent license revoked
Date of Order: 05/06/2003
Final
Taber, John D.
Pendleton, Oregon
Violation: Misappropriated insurance premium.
Penalty: Oregon resident license revoked
Date of Order: 01/07/2003
Final
Thatcher, Karen M.
LaPine, Oregon
Violation: Made false statements on an insurance application.
Penalty: Oregon resident agent license revoked; $2,000 fine
Date of Order: 07/18/2003
Final
Trawick, Daryl C.
Mobile, Alabama
Violation: Failed to report an enforcement action by another state insurance regulator.
Penalty: $200 fine
Date of Order: 12/30/2003
Final
Trujillo, Karen Y.
Highland, California
Violation: Was subject to an enforcement action by another state.
Penalty: Oregon nonresident agent license revoked
Date of Order: 05/06/2003
Final
Weathers, Kenneth W.
Salem, Oregon
Violation: Failed to timely respond to an inquiry from the DCBS director.
Penalty: $1,000 fine
Date of Order: 11/18/2003
Final
Williams, Bethany L.
Spotsylvania, Virginai
Violation: Was subject to enforcement actions by other state insurance regulators. Failed to report enforcement actions by other state insurance regulators.
Penalty: Williams agreed not to renew her expired Oregon nonresident agent license and not to apply for any other insurance license.
Date of Order: 12/17/2003
Final
Williams, C. Dell
Chicago, Illinois
Violation: Made a false statement on a license application. Was subject to disciplinary action by another state insurance regulator. Failed to report a disciplinary action by another state insurance regulator.
Penalty: Oregon nonresident license revoked
Date of Order: 02/11/2003
Final
Wornum, Arthur L.
Beaverton, Oregon
Violation: Failed to deposit insurance premiums into a trust account.
Penalty: Oregon resident ageant license revoked
Date of Order: 05/06/2003
Final
Zuver, William G.
Winston, Oregon
Violation: Engaged in dishonest conduct. Failed to deposit insurance premiums in a trust account. Misappropriated insurance premiums. Failed to keep a record of an insurance transaction.
Penalty: Oregon resident agent license revoked
Date of Order: 05/06/2003
Final